Jobs
>
Zürich

    Compliance Officer High Risk Client - Zürich, Schweiz - Union Bancaire Privee

    Union Bancaire Privee
    Union Bancaire Privee Zürich, Schweiz

    Gefunden in: Talent CH C2 - vor 1 Woche

    Default job background
    Beschreibung

    Compliance Officer High Risk Client & PEP Reviews – 6 months

    Description

    Risks and Compliance is an independent division which monitors the Bank's activities to ensure they are fully in compliance with all relevant laws, rules and regulations while always keeping a close eye on client's interests. The division is involved in the management of all the Bank's operations, monitoring its activities to keep them within the defined risk framework, and participates in the approval process for new developments in products and services. It is dedicated to supporting our Bank business lines at the same time as protecting the Bank's interests and reputation.

    Mission

    Handling the day-to-day spectrum of the review activities regarding High Risk Clients and Politically Exposed Persons (PEPs) of UBP Private Banking Zurich and Basel.

    Challenges

    Ensure adherence to applicable laws and regulations, including AML, CTF, Sanctions, anti-bribery and corruption laws, tax compliance as well as internal policies and procedures.

    Main responsibilities

  • Perform holistic and in-depth ad hoc as well as periodic reviews of High Risk Clients and PEPs across all Markets covered by the Bank, including adverse news investigations, reputational assessments and transactional analysis
  • Day-to-day collaboration and interaction with all PB Front Markets to ensure timely clarification, remediation or further investigation on matters and red flags related to High Risk Clients and PEPs
  • Prepare internal investigation memorandums to determine filing of Suspicious Activity Reports (SARs)
  • Provide guidance, training, support and relevant information to RMs related to any of the above activities
  • Liaise and work with other Compliance functions in Zurich and Geneva in order to obtain a holistic client view and align on Group Compliance programs
  • Assist with departmental projects and initiatives as/when required

    • This is a 6-months role, 100%, based in Zurich

    Education

  • Education: Master Degree
  • Certification: Degree in Law, Economics, Finance or Business Administration

    • Experience

  • Years of experience: 3-7 : intermediate
  • Experience required: A minimum of 3 - 7 years' experience as Compliance, AML and/or KYC specialist in Private Banking or similar role, very good understanding of risk management and controls
  • Experience in private banking: Mandatory

    • Language

  • English: Fluent

    • Personal skills

  • Swiss resident: Mandatory
  • Strong analytical and communication skills
  • Commercial awareness and solution focused
  • Ability to work independently and take decisions and set priorities
  • Vontobel Holding AG

    First Line Controls Specialist

    Gefunden in: Talent CH C2 - vor 4 Tagen

    Vontobel Holding AG Zürich, Schweiz Ganztags

    Für unsere Abteilung «Risk Management & Governance» innerhalb des Segments «Private Clients» in Zürich suchen wir per sofort einen First Line Controls Specialist. Eine spannende Position mit der Möglichkeit, die bestehenden Wealth Management Erfahrungen in den Risk Management Geb ...

  • Vontobel Beteiligungen AG

    First Line Controls Specialist

    Gefunden in: beBee S2 CH - vor 2 Tagen

    Vontobel Beteiligungen AG Zürich, Schweiz TEMPORARY

    First Line Controls Specialist %, befristet für 12 Monate) · Zürich / Gotthardstrasse 43Interested? Apply hereFür unsere Abteilung «Risk Management & Governance» innerhalb des Segments «Private Clients» in Zürich suchen wir per sofort einen First Line Controls Specialist. Eine sp ...

  • Michael Page

    Relationship Manager

    Gefunden in: Talent CH C2 - vor 1 Tag

    Michael Page Zürich, Schweiz

    Relationship Manager unterstützen bei der Kundenbetreuung · Client Onboarding · Inaktives Kundenbuch reaktivieren · Vor- und Nachbereitung von Kundenterminen · Kundenanfragen bearbeiten · Enge Zusammenarbeit mit dem Support Team · Administrative, compliance und risk Aufgaben · Un ...

  • KPMG AG

    Senior Consultant

    Gefunden in: Talent CH A C2 - vor 5 Tagen

    KPMG AG Zürich, Schweiz

    Become an active part of a dynamic organization that embraces initiative and encourages collaborative thinking. · Perform IT audit, assurance and regulatory mandates for a multinational client portfolio of banking, asset management and insurance clientsAnalyze risks and IT proces ...

  • PwC

    Regulatory Banking Specialist Senior Associate/ Manager

    Gefunden in: Talent CH C2 - vor 4 Tagen

    PwC Zürich, Schweiz Ganztags

    Description · & SummaryA career within General Consulting services, will provide you with the opportunity to help clients seize essential advantages by working alongside business leaders to solve their toughest problems and capture their greatest opportunities. We work with some ...

  • KPMG AG

    Senior Consultant

    Gefunden in: Jooble CH C2 - vor 1 Tag

    KPMG AG Zürich ZH, Schweiz

    Become an active part of a dynamic organization that embraces initiative and encourages collaborative thinking. Perform IT audit, assurance and regulatory mandates for a multinational client portfolio of banking, asset management and insurance clients · Analyze risks and IT proc ...

  • Swiss Re

    Senior Risk Engineer Property

    Gefunden in: Talent CH C2 - vor 23 Stunden

    Swiss Re Zürich, Schweiz

    Werden Sie Teil des DACH Risk Engineering Services (RES) Teams der Swiss Re Corporate Solutions auf unserem Weg zum führenden Risk-Engineering-Anbieter für die Industrieversicherung · Sie arbeiten eng mit unseren Kunden und Maklern in der Schweiz zusammen, mit der Option, auch Ku ...

  • Swiss Re

    Risk Engineer Property

    Gefunden in: Talent CH C2 - vor 23 Stunden

    Swiss Re Zürich, Schweiz

    Werden Sie Teil des DACH Risk Engineering Services (RES) Teams der Swiss Re Corporate Solutions auf unserem Weg zum führenden Risk-Engineering-Anbieter für die Industrieversicherung · Sie arbeiten eng mit unseren Kunden und Maklern in der Schweiz zusammen, mit der Option, auch Ku ...

  • The Capital Markets Company Sàrl

    Compliance Consultant

    Gefunden in: One Red Cent EUR eFC C2 - vor 5 Tagen

    The Capital Markets Company Sàrl Zurich, Schweiz Ganztags

    Joining Capco means joining an organisation that is committed to an inclusive working environment where you're encouraged to #BeYourselfAtWork. We celebrate individuality and recognize that diversity and inclusion, in all forms, is critical to success. It's important to us that w ...

  • KPMG AG

    Business Solution Architect

    Gefunden in: Talent CH A C2 - vor 5 Tagen

    KPMG AG Zürich, Schweiz

    We are looking for an experienced and solution-oriented Business Architect, who wants to be part of our IT Transformation story, shifting from projects to products. · Ensure that organizations resources are guided by a value driven business architecture strategy that connects val ...

  • Bank Vontobel

    Investment Risk Manager

    Gefunden in: One Red Cent EUR eFC C2 - vor 3 Tagen

    Bank Vontobel Zurich, Schweiz Ganztags

    At Vontobel, we are committed to actively shaping our future. We strive to engage and promote talent of varying age and gender, with a diverse range of experience, from various backgrounds. · We create and pursue investment opportunities that get our clients ahead. As a global i ...

  • Skillfinder International

    Senior Quantitative Analyst

    Gefunden in: One Red Cent EUR eFC C2 - vor 3 Tagen

    Skillfinder International Zurich, Schweiz Ganztags

    Senior Quantitative Analyst %), Swiss Private Bank, Hybrid, German Speaking · My client, a leading Swiss Private Bank are looking for a Senior Quantitative Analyst to join their Quantitative Risk Modelling Team. In this role, you will be developing risk models, ensuring stress te ...

  • PwC

    Consultant/Senior Consultant in Internal Advisory Risk Management, Quality

    Gefunden in: Jobsch CH C2 - vor 1 Tag

    PwC Zürich, Schweiz

    100% · Your Impact · You are a member of the Advisory Risk Management & Compliance Team where we support the engagement teams to be compliant with all relevant external and internal regulations and procedures · You will be trained to be a Risk Management and Compliance specialist ...

  • Swiss Re

    Praktikum Video Production

    Gefunden in: Talent CH C2 - vor 2 Tagen

    Swiss Re Zürich, Schweiz

    Über das Praktikum · Dieses Praktikum dient als Vorbereitung für weiterführende Studiengänge wie zum Beispiel dem Bachelor Multimedia Production an der HTW Chur. · In diesem Praktikumsjahr werden Sie in die Bewegtbildwelt eingeführt und lernen das Kamerahandwerk, die Lichtsetzun ...

  • LIONSCOUT GROUP

    ICT System-, Network- und Security Engineer

    Gefunden in: Talent CH C2 - vor 1 Tag

    LIONSCOUT GROUP Zürich, Schweiz CDI

    LIONSCOUT, wir sind Experten rund ums Human Capital Management. Mit Sitz in Zürich und Barcelona, klaren Fokus auf IT, Banking, Finance und Risk, profunde Marktkenntnisse, langjährige Erfahrung sowie intensive und persönliche Betreuung profitieren Sie von exzellenten Ergebnissen, ...

  • LIONSCOUT GROUP

    Microsoft System Engineer

    Gefunden in: Talent CH C2 - vor 2 Tagen

    LIONSCOUT GROUP Zurich, Schweiz CDI

    LIONSCOUT, wir sind Experten rund ums Human Capital Management. Mit Sitz in Zürich und Barcelona, klaren Fokus auf IT/SAP, Banking, Finance, Risk, Cloud Computing und E-Commerce, profunde Marktkenntnisse, langjährige Erfahrung sowie intensive und persönliche Betreuung profitieren ...

  • Swiss Re

    Casserolier / Stewardingmitarbeiter:in 100%

    Gefunden in: Talent CH C2 - vor 1 Tag

    Swiss Re Zürich, Schweiz

    Zur Unterstützung unseres Stewarding-Teams suchen wir eine:n engagierte:n und motivierte:n Stewarding Mitarbeitende:r Casserolier, welche:r die Abwechslung in verschiedenen Reinigungsbereichen schätzt und und zuverlässig folgende Aufgaben übernimmt. Eintritt per August 2024 oder ...

  • Robert Walters Switzerland

    Wealth Planner

    Gefunden in: Jobsch CH C2 - vor 4 Tagen

    Robert Walters Switzerland Zürich, Schweiz

    This is a position with long-term career development opportunities, in a Wealth Manager with global presence. · About the job: · Develop and maintain strong relationships with high-net-worth clients, understanding their financial objectives, preferences, and risk tolerance. · Con ...

  • Bank Vontobel

    Change Management and Analytics for Primary Risk Control 80-100%

    Gefunden in: One Red Cent EUR eFC C2 - vor 3 Tagen

    Bank Vontobel Zurich, Schweiz Ganztags

    Primary Risk Control is responsible for monitoring and controlling Vontobel's financial risks including Market, Counterparty, Credit, Liquidity, Investment, as well as Model and Valuation Risks. We ensure comprehensive and systematic monitoring of risks and define the methods for ...

  • Capco

    Project Manager

    Gefunden in: One Red Cent EUR eFC C2 - vor 3 Tagen

    Capco Zurich, Schweiz Ganztags

    ABOUT CAPCO · Capco is a global technology and management consultancy dedicated to the financial services industry. We combine innovative thinking with unrivalled industry knowledge, to offer our clients consulting expertise, complex technology and package integration, transfor ...