Jobs
>
Zürich

    Team Head Compliance Coverage Switzerland 100% - Zürich, Schweiz - Leonteq Securities AG

    Leonteq Securities AG
    Leonteq Securities AG Zürich, Schweiz

    vor 1 Monat

    Default job background
    Ganztags
    Beschreibung


    WHO WE ARE

    Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its own products and as a partner to other financial institutions. Leonteq further enables life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.

    Leonteq generated turnover of CHF 21.3 billion and posted total operating income of CHF 260.0 million in 2023. As of 31 December 2023, Leonteq's shareholders' equity totalled CHF 780.1 million.

    Leonteq has an investment grade rating from the rating agencies Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., who have evaluated and assigned ratings to Leonteq AG and Leonteq Securities AG, respectively. Furthermore, Leonteq has ESG ratings from both MSCI as well as Sustainalytics.

    Leonteq is listed on the SIX Swiss Exchange (SIX: LEON) and is a securities firm regulated by the Swiss Financial Market Authority FINMA and is a member of the Swiss Structured Product Association.

    About the role

    At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

    What you'll do

    • Heading Leonteq Securities AG's Swiss Compliance Coverage team with a direct reporting line to the Head Compliance Coverage EMEA.
    • Helps to ensure that the compliance framework and strateqy of Leonteq is properly implemented and aligned with the relevant regulatory and internal standards
    • Supports the building and maintenance of a robust compliance risk assessment framework as well as of the monitoring and testing program
    • Supervises Compliance Officer covering trading department
    • Provide clear and concise compliance advise to the business areas across the departments as well as in business projects and initiatives.
    • Compliance monitoring of all Leonteq Securities AG's business activities with partner entities.
    • Implementation of various national and international regulatory requirements
    • Drafting and implementing internal policies
    • Preparation of memoranda on specific regulatory and compliance issues
    • Review of marketing material and respective advice to business areas
    • Review and implementation of legal opinions with regard to distribution activities
    • Assistance throughout audit fieldwork (preparation of files for auditors, discuss queries and findings with auditors)
    • Handling complaints EMEA-wide

    What you'll need

    • Swiss Law degree (MLaw) with at least 8 years of experience in the financial industry, as inhouse counsel or compliance officer
    • Sound knowledge of Swiss financial markets laws, regulations and supervisory law
    • Active interest and experience in compliance themes, national and international financial markets- and financial instruments-/derivatives regulations
    • Experience in the structured products and/or OTC derivatives area
    • Management experience and strong people management skills
    • Dedicated, responsible and communicative personality with strong team-player attitude
    • Excellent analytical and organizational skills
    • Ability to take initiative and to work independently and under pressure, manage own goals and set priorities
    • Fluent in English and German

    Why you'll love working here

    • Experience the dynamics of a leading fintech company in Switzerland
    • Work in modern facilities at an exceptional location
    • Hybrid work system: home office and office
    • Complementary fruit, coffee and tea in our offices

  • Fyte

    Coverage Manager

    vor 3 Wochen

    Fyte Zurich, Schweiz

    Our client is a renowned Asian investment bank. To develop their activity in Switzerland, we are looking for a Coverage Manager (F/M). · **Responsibilities**: · Coordinating internal and external parties to contribute to the office set up project in the local jurisdiction ; · Pro ...

  • PhysioMatch

    Physical Therapist for Modern Practice in

    vor 4 Wochen

    PhysioMatch Zurich, Schweiz

    **Physiotherapist in Switzerland - Become part of a dynamic team and discover a new professional perspective** · **Your tasks**: · - Performing physiotherapeutic treatments and providing care for patients. · - Close collaboration with a great and helpful team. · - Utilization of ...

  • Credit Suisse AG

    Anti-money Laundering

    vor 3 Wochen

    Credit Suisse AG Zurich, Schweiz

    Credit Suisse AG Zurich, SwitzerlandPosted 21 hours ago Permanent Competitive · - Join us as Anti-Money Laundering (AML) Expert in the Region Switzerland Financial Crime Compliance Advisory. In this role you will be supporting the bank's key AML rules and standards for Region Swi ...

  • 21

    Sales Intern, Switzerland

    vor 4 Wochen

    21 Zurich, Schweiz

    **** is the world's leader in providing access to crypto through simple and easy to use products. · **** is the parent company of **21Shares**, one of the world's largest issuers of cryptocurrency-backed exchange traded products (ETPs) - which is powered by Onyx, a proprietary te ...

  • PhysioMatch

    Part-time Physical Therapist Wanted for Off-peak

    vor 3 Wochen

    PhysioMatch Zurich, Schweiz Nebenberuflich

    **For a practice in Switzerland, we are looking for a physiotherapist (50% / 100%).** · Just above Zürich, a beautiful practice with a large team is seeking reinforcements for the off-peak hours. A position of 40-50% is available, which means 7:00-11:00 and 16:00-20:00. Since it ...

  • Vontobel

    Head Intermediary Clients Switzerland

    vor 3 Wochen

    Vontobel Zurich, Schweiz

    Your Opportunity · This is an entrepreneurial role with significant scope to create value for the firm. A genuine passion for client work and leadership is essential to succeed in this role. · Review and define the Sales Strategy for the Intermediary business in Switzerland (grow ...

  • UBS

    Client Service Manager Wholesale Ch

    vor 3 Wochen

    UBS Zurich, Schweiz

    Switzerland - Zürich · - Business management, administration and support · - Asset Management · **Job Reference #** · BR · **City** · - Zürich · **Job Type** · - Full Time · **Your role** · - Kann man Ihnen den Ausbau der Geschäftsaktivitäten anvertrauen? Wissen Sie, wie man für ...

  • BNP Paribas

    Global Banking Emea Graduate Programme Corporate

    vor 3 Wochen

    BNP Paribas Zurich, Schweiz

    **Global Banking EMEA Graduate Programme Corporate Clients Track - Major Cash Management (12 months)** · This position will be based in Zurich on a permanent contract basis. · The Corporate Clients Graduate Programme has been designed as a real booster of your personal and profes ...

  • ING

    Relationship Manager

    vor 3 Wochen

    ING Zurich, Schweiz

    ING's presence in Switzerland & Work Environment · With a growing presence in Switzerland and as a leading international bank for more than 30 years, today ING Switzerland is offering integrated financial solutions and advice based on deep industry knowledge and expertise to a br ...

  • Thomson Reuters

    Luxury and Wealth Correspondent, Switzerland

    vor 3 Wochen

    Thomson Reuters Zurich, Schweiz

    **Luxury & Wealth Correspondent, Switzerland** · Reuters is looking for an ambitious journalist with solid news judgment, a passion for storytelling and getting scoops to report on wealth in Switzerland. In this role, which would straddle corporate and financial news, you would p ...

  • Q-Perior

    Front Transformation Expert

    vor 3 Wochen

    Q-Perior Zurich, Schweiz

    Aufgaben · Your tasks · - We are looking for a temporary Front Transformation specialist who will support the team for all activities related to the Front Operating Model and Market & Client Coverage Model · - Take ownership of Front Transformation deliverables and/or activities, ...

  • Capgemini Engineering

    Expert for Functional and Performance Verification

    vor 3 Wochen

    Capgemini Engineering Zurich, Schweiz

    **About us**: · At Capgemini Engineering Switzerland we value excellence, diligence, responsibility, dynamism and innovation. We offer a diverse workplace and would like to invite you to be part of our success story where we provide training, tools and foundations for your profes ...

  • UBS

    Investment Bank Structured

    vor 4 Wochen

    UBS Zurich, Schweiz

    Switzerland - Zürich · - Sales · - Investment Bank · **Job Reference #** · BR · **City** · - Zürich · **Job Type** · - Full Time · **Your role** · - Do you have strong interpersonal and analytical skills, do you have the right cocktail of quantitative and people skills it takes t ...

  • UBS

    Test Engineering Manager

    vor 4 Wochen

    UBS Zurich, Schweiz

    Switzerland - Zürich · - Information Technology (IT) · - Group Functions · **Job Reference #** · BR · **City** · - Zürich · **Job Type** · - Full Time · **Your role** · - We're looking for Test Engineering Manager- to drive engineering excellence, establish release and automation ...

  • Hitachi Energy

    On-site Service Coordinator

    vor 4 Wochen

    Hitachi Energy Zurich, Schweiz

    In your role as the **On-Site Service Coordinator**, your responsibilities will encompass hiring and onboarding OSS specialists at various Hitachi Energy locations. You'll oversee the induction processes and ensure that training materials are current. Additionally, you will take ...

  • UBS

    Client Account Manager Gfim Latam North

    vor 3 Wochen

    UBS Zurich, Schweiz

    Switzerland - Zürich · - Business management, administration and support · - Global Wealth Management · **Job Reference #** · BR · **City** · - Zürich · **Job Type** · - Full Time · **Your role** · - Are you looking for a new challenge and would like to join a great team? We are ...

  • UBS

    Wm Client Account Manager, Gfim Emea, Zurich

    vor 4 Wochen

    UBS Zurich, Schweiz

    Switzerland - Zürich · - Business management, administration and support · - Global Wealth Management · **Job Reference #** · BR · **City** · - Zürich · **Job Type** · - Full Time · **Your role** · - Are you a people person? Do you know how to stay calm under pressure? · - We are ...

  • UBS

    Wm Client Account Manager, Gfim Emea, Zurich

    vor 3 Wochen

    UBS Zurich, Schweiz

    Switzerland - Zürich · - Business management, administration and support · - Global Wealth Management · **Job Reference #** · BR · **City** · - Zürich · **Job Type** · - Full Time · **Your role** · - Are you a people person? Do you know how to stay calm under pressure? · - We are ...

  • Deutsche Bank

    Group Audit Country Head Switzerland and Principal

    vor 3 Wochen

    Deutsche Bank Zurich, Schweiz

    About the team: · Group Audit serves as Deutsche Bank's independent 'Third Line of Defense', proactively assisting the bank's business and infrastructure areas to identify control weaknesses. Comprising around 700 staff, our global connectivity provides a stimulating environment ...

  • NewRe

    Internship Natural Catastrophe Modelling/pricing

    vor 3 Wochen

    NewRe Zurich, Schweiz PraktikumSHIP

    Internship Natural Catastrophe Modelling/Pricing (80% - 100%, M/F/d) · **Company** · NewRe · **Location** · Zurich, Switzerland · New Reinsurance Company Ltd. (NewRe) is a Swiss reinsurer founded in Zurich in 1926. As a company within the Munich Re Group, we offer the financial s ...