Carol Roschuni

Senior Compliance & Risk Management Professional with nearly a decade in Financial Crime Compliance within global banking environments. Expertise in client screening, investigative analysis and risk assessment. Skilled in PEP reviews, CDD & EDD, KYC verification and AML regulations. Trusted for discretion and quality, with a background in Finance and Project Management. Adept at optimizing workflows and processes, with a collaborative and proactive approach to cross-functional compliance work.

Jul 2016 – May 2025

Compliance & Risk Officer for the Global PEP Desk, FCC

Credit Suisse Services AG / UBS

• Conducted approx. 10,000 annual screenings with in-depth investigative analysis on PEPs, UHNW clients, and complex structures (e.g., trusts, SOEs, offshore entities).
• Reviewed and assessed alerts related to financial crime, politically exposed persons (PEPs), sanctions, and anti-money laundering (AML), escalating findings as needed.
• Supported audits and FINMA reviews by preparing reports and case documentation.
• Improved processes by identifying inefficiencies in screening and monitoring workflows.
• Conducted comprehensive KYC checks, CDD assessments, and EDD reviews

Accountant & VAT Project Manager

Dec 2012 - March 2014

Meritor Aftermarket Switzerland AG, Zürich

Assistant Editorial Graphic Designer

May 2014 - Aug 2014 (Temporary Position)

The Washington Times Newspaper, Washington D.C

• Assisted in designing and formatting the daily digital edition.
• Ensured consistency between digital and print editions.
• Maintained and updated website content.
• Managed financial operations, including account reconciliation, payment processing, and monthly/yearly closings.
• Led a VAT discrepancy project across Europe, resolving financial inconsistencies for audit compliance.
• Developed and implemented payment and dunning processes to optimize cash flow.
• Trained and onboarded new accounting staff during the department’s transition to the UK.

Sept 2014 - Dec 2014 (Temporary Position)

The Kusnacht Practice AG, Zürich

Administration and Personal Assistant to the CEO

• Managed bookkeeping tasks, balanced ledgers, and completed monthly financial closings.
• Organized corporate and private events, coordinating travel itineraries and appointments.
• Oversaw the CEO’s calendar and liaised with staff and clients to ensure seamless scheduling.

VSH Diploma in Business & Commerce Fundamentals

Certificate of Digital Literacy

KLZ Juventus Akademie Zürich

KLZ Juventus Akademie Zürich

2010 - 2011

2010 - 2011

Certified Anti-Money Laundering Specialist (CAMS)

ACAMS

currently enrolled in prep course