Head of Client Review - Geneve, Schweiz - Brodard Executive Search

Brodard Executive Search

Geprüftes Unternehmen

Geneve, Schweiz

vor 3 Wochen

Geschrieben von:

Lena Schneider

beBee Recruiter

Beschreibung

du poste

The
Head of Client Review must manage the Wealth Management Client Periodic Review team, ensuring that the team fulfills its main missions and duties.

**The responsibilities
**- Provide from time-to-time guidance and expertise on quality standards and regulatory requirements to WM Front Office when necessary;

Synchronize with Compliance and Client Documentation teams to ensure standards are met.
Raise and escalate any deviation to the adherence to the Bank's standards to the relevant management, control functions and/or committees;
Upon Management's request, act as a relay of authority within the WM Markets on certain initiatives;
Any other task required by Management relating to the mission of the employees;
Regular meetings with WM Relationship Managers and Management.;
Regular reporting and reports on activity and associated risks.
Team Manager duties:
The scope of this role is very broad and encompasses a wide variety of tasks and responsibilities that will include the following:
Manage teams split between Zurich and Geneva to ensure effective and efficient monitoring of client periodic reviews;
Forecast, plan and implement ongoing Client review projects ensuring all team members and bank wide employees are aligned with standards and processes;
Ongoing monitoring, training and support of team members and the other stakeholders in respect of expected quality of deliveries;
Follow up on planning delivery, identify any risk of not delivering, escalate and propose solutions to Management;
Raise issues, discrepancies, and backlog on the review plan with WM Market and Region heads, aiming at finding and agreeing on solutions;
Stakeholdership with IT, Operations and business stakeholders to ensure systems alignment with needs and requirements, and address development needs;
Closely interact with Compliance Quality Assurance team to ensure standards are sustained, and sustainably address discrepancies;
Address complex remediation and review cases with the team and relevant stakeholders within the organization (Compliance, WM Business Regulatory Advisory,);
Ensure that escalation process is effective and efficient and that pragmatic decisions are formulated and followed with effect;

Manage closely the team capacity and address risks to Management.**The profile:

Minimum 10 years of professional experience within the banking sector, in Compliance and Conformity functions.
People management experience required;
A detailed background and knowledge of Swiss AML and CDB regulatory frameworks and requirements to complete periodic reviews;
Acumen and sensitivity to International Sanctions, Financial Crime, Cross Border matters, Tax and/or Investor protection frameworks a plus;
Ability to recognize CDB document requirements and inform Relationship Managers of any inconsistencies or needs;
Proven ability to work effectively with Front Office;
Master Degree ;
Fluent English a must; French and / or German a plus

Swiss resident